Web3 MLRO (Canada)

MLRO (Canada) NORTH AMERICA / LEGAL COMPLIANCE – LEGAL COMPLIANCE / Full-time remote Apply for this job What you will be doing Overseeing compliance with IIROS Rules and all applicable provincial securities and AML laws and regulations Serving as Chief Compliance Officer of the Company and reporting to the UDP and the board of directors Developing, maintaining, and implementing compliance framework and/or policies in line with applicable laws Establishing and maintaining policies and procedures to assess compliance by the Company and its employees with IIROC requirements and securities laws Monitoring and assessing compliance by the Company and its employees with IIROC requirements and securities laws and providing a written report of compliance assessment to the board of directors annually Reporting any actual, foreseeable, and/or potential non-compliance to the UDP Monitoring the day-to-day operation of the compliance function to ensure compliance and mitigation of compliance risks Monitoring regulatory updates, assessing the Company’s compliance risks, reporting to UDP, and making recommendations on any changes required Handling regulatory requests, inquiries, and/or investigations Collaborating with other departments on particular projects and providing advice on compliance issues Proactively reviewing and improving company procedures, practices and policies to identify, mitigate and manage risks periodically Liaising with external parties such as lawyers and/or contractors What we are looking for With at least 8 – 10 years of experience in compliance and AML, 3-5 years of experience in cryptocurrency or capital markets preferably in regulators, licensed financial institutions, restricted dealers, marketplace, or banks 3-5 years of experience in the supervisory role as a CCO or MLRO IROC proficiencies and experience to be registered as a CCO Completion of Chief Compliance Officers Qualifying Exam Bachelor's Degree in Accountancy, Banking, Business or Law Comprehensive knowledge of securities laws, IIROC rules, regulatory compliance practices, procedures, and principles Experience in responding to regulatory inquiries, examinations, and investigations Knowledge in crypto and/or blockchain technology Familiar with AML/CFT, data privacy, and other compliance focus in Fintech sectors Relevant professional qualifications in law, financial services, or audit are a plus Qualifications such as CAMS or any compliance and/or AML-related certification are a plus Experience in handling license applications is a plus Excellent communication, organization, management, and problem-solving skills